Thomas Lee Hazen
Professor
Cary C. Boshamer Distinguished Professor of Law at the University of North Carolina at Chapel Hill
Chapel Hill, NC
Areas of Expertise
- Corporate
- Securities
- Commodities law
Biographical Information
- J.D., Columbia University, 1972
- B.A., Columbia University, 1969
Work Experience
Publications
- Treatise on the Law of Securities Regulation
- Broker Dealer Operations and Regulation Under Securities and Commodities Law:Financial Responsibilities, Credit Regulation, and Customer Protection
- Broker-Dealer Regulation: Cases and Materials (co-author)
- Corporate Finance: Cases and Materials (co-author)
- Corporations and Other Business Enterprises Cases and Materials (co-author)
- Mergers, Acquisitions, and Other Corporate Combinations Cases and Materials (co-author)
- Securities Regulation: Cases and Materials
- Hornbook on the Law of Securities Regulation
- Principles of Securities Regulation
- Broker-Dealer Regulation in a Nutshell
- Securities Regulation in a Nutshell (co-author)
- Corporations, Other Limited Liability Entities, and Partnerships Selected Statutes (co-author)
- Securities Regulation, Selected Statutes, Rules and Forms
Representative Writings
- Disparate Regulatory Schemes for Parallel Activities: Securities Regulation, Derivatives Regulation, Gambling, and Insurance, 24 Annual Review of Banking & Financial Law 375 (2005)
- Administrative Law Controls on Attorney Practice Before the Securities and Exchange Commission, 55 Admin. L. Rev. 323 (2003)
- Silencing the Shareholders' Voice, 80 N.C.L. Rev 1897 (2002), reprinted in 45 Corporate Practice Commentator 153 (2003)
Representative Engagements
- Editorial Board, Wall Street Lawyer (Glasser LegalWorks)
- Member, Drafting Committee for North Carolina's Revised Uniform Partnership Act, 1998–2003
- Member, Drafting Committee for North Carolina's Business Corporation Act, 1986–1989
Articles available upon request.
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